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FS00045 - Offer transferable securities to which s.85 apply to the public prior to a prospectus being available
Important
This page shows classification data from the Active CJS Offence Index. It is not sentencing advice and does not predict what will happen in an individual case.
CJS category CE Class 3 Custody Yes PNC Yes
Classification details
- Offence code
- FS00045
- Offence title
- Offer transferable securities to which s.85 apply to the public prior to a prospectus being available
- Legislation
- Contrary to section 85(1) and (2) of the Financial Services and Markets Act 2000.
- CJS category code
- CE
- Offence class
- 3
- Custodial indicator
- Yes
- Recordable on PNC
- Yes
- Offence start date
- 12-Mar-15
- Blocked for use
- No
- XHB indicator
- No
Source data
Source: Active CJS Offence Index, June 2026. Source row: 4650.